Appointment of Chief Regulatory Officer (CRO)
 

Dhaka Stock Exchange Ltd. (DSE), the premier bourse of the country, seeking applications from the competent professionals for the position of Chief Regulatory Officer (CRO) who will be responsible to lead Regulatory Affairs Division(RAD) of the Exchange. The CRO will have to supervise and comply with all the regulatory matters of the bourse as per securities Laws prevailing in the country.

Major Conditions, Roles/Responsibilities


  • CRO shall be the head of the Regulatory Affairs Division (RAD) and shall oversee the efficient functioning of the division in accordance with the terms of reference approved by the Board;
  • CRO shall report directly to the Regulatory Affairs Committee (RAC) of the Board but will also have an administrative reporting to the MD/CEO;
  • CRO must not be a connected person with the MD/CEO, TREC holders and the strategic investor(s), or any financial institution holding more than 5% of the shares of the DSE;
  • CRO and his/her family member(s) shall not be engaged in any investment activity with reference to the shares of the Exchange or any listed company;
  • CRO shall liaise between the Exchange and BSEC on regulatory affairs;
  • CRO shall be responsible for securing surveillance of market activities and information technology relating to surveillance;
  • CRO shall be the representative of the Exchange in respect of all external investigations, law enforcement, prosecution agencies and courts of law and related matters;

Educational qualification and professional experience


The Chief Regulatory Officer must have in-depth knowledge and experience of Capital Market operations and at least any of the following educational qualification and professional experience:

(a) At least Bachelor in business, economics or law including not less than 10 (ten) years management experience;
(b) Professional designation like CFA, CA, CMA, CS, CPA etc, including not less than 10 (ten) years professional experience.

Compensation Package


Attractive compensation package will be offered to the really deserving candidate.

Instruction


The appointment will be on contractual basis. Prospective candidates are invited to submit application with full resume and two recent passport size photos by 5th January, 2022 to the Head of Human Resources Department of Dhaka Stock Exchange Limited, DSE Tower, House No. 46 (level 3), Road No. 21, Nikunja, Dhaka-1229. Please mark the envelope as “Application for the position of Chief Regulatory Officer (CRO)”. The recruitment of CRO of DSE will be guided by the Regulation 16 of Dhaka Stock Exchange (Board and Administration) Regulations, 2013.

The Exchange reserves the right to accept/reject any application without assigning any reason whatsoever. Only Short listed candidates will be contacted.